RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

250 Nicollet Mall
Suite 1550
Minneapolis, Minnesota 55401-7585
Tel: 612-376-7000

About RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

RBC GLOBAL ASSET MANAGEMENT (US) INC, formally registered with the SEC as RBC GLOBAL ASSET MANAGEMENT (US) INC. The firm was established in 12/27/1983. They have over 4 offices throughout the country.

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. is a Minneapolis, Minnesota based Financial Planning firm with nearly $76,497,109,888 assets under management, offering retirement planning & investment advisory services to 227 clients. The firm is staffed with 193 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	107173
SEC#	801-20303
Assets Managed by Firm	$76,497,109,888
No. of Clients	227
No. of Advisors	193

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Other (INVESTMENT MANAGEMENT THROUGH SPONSORED WRAP PROGRAMS)

Firm Client Information

	No. of Clients	AUM
Firm Total	227	$76,497,109,888
Individuals (other than high net worth individuals)	67	$55,773,799
High net worth individuals	4	$26,472,701
Pension and profit sharing plans	19	$4,207,484,820
Charitable organizations	5	$155,575,608
Corporations or other businesses	31	$10,813,012,777

More Retirement Planning firms in Minneapolis, Minnesota:

Firm Name	Assets Under Management	Total Clients	Total Advisors
U.S. BANCORP ASSET MANAGEMENT, INC. 800 Nicollet Mall, Mail Stop Bc-Mn-17ul Minneapolis, MN, 55402	$176,091,949,959	88	77
GARDA CAPITAL PARTNERS 305 Lake Street East Wayzata, MN, 55391	$137,829,756,000	3	200
THRIVENT FINANCIAL FOR LUTHERANS 901 Marquette Avenue, Suite 2500 Minneapolis, MN, 55402-3211	$121,600,874,152	69	4167
GALLIARD CAPITAL MANAGEMENT 800 Lasalle Ave. Ste 1400 Minneapolis, MN, 55402-2054	$85,511,782,543	279	102
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 505 North Hwy 169, Suite 900 Plymouth, MN, 55441	$72,024,609,099	154394	712

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