NORTHROCK PARTNERS, LLC

225 South Sixth Street
Suite 1400
Minneapolis, Minnesota 55402
Tel: (612) 367-8800

About NORTHROCK PARTNERS, LLC

NORTHROCK PARTNERS, LLC, formally registered with the SEC as NORTHROCK PARTNERS, LLC. The firm was established in 06/13/2013. They have over 11 offices throughout the country.

NORTHROCK PARTNERS, LLC is a Minneapolis, Minnesota based Financial Planning firm with nearly $6,596,242,797 assets under management, offering retirement planning & investment advisory services to 12834 clients. The firm is staffed with 161 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	167908
SEC#	801-78194
Assets Managed by Firm	$6,596,242,797
No. of Clients	12834
No. of Advisors	161

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Education seminars/workshops
Other (GENERAL CONSULTING SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	12834	$6,596,242,797
Individuals (other than high net worth individuals)	1302	$589,176,098
High net worth individuals	1354	$5,897,640,372
Charitable organizations	17	$27,561,045
Corporations or other businesses	24	$81,865,282

More Retirement Planning firms in Minneapolis, Minnesota:

Firm Name	Assets Under Management	Total Clients	Total Advisors
U.S. BANCORP ASSET MANAGEMENT, INC. 800 Nicollet Mall, Mail Stop Bc-Mn-17ul Minneapolis, MN, 55402	$176,091,949,959	88	77
GARDA CAPITAL PARTNERS 305 Lake Street East Wayzata, MN, 55391	$137,829,756,000	3	200
THRIVENT FINANCIAL FOR LUTHERANS 901 Marquette Avenue, Suite 2500 Minneapolis, MN, 55402-3211	$121,600,874,152	69	4167
GALLIARD CAPITAL MANAGEMENT 800 Lasalle Ave. Ste 1400 Minneapolis, MN, 55402-2054	$85,511,782,543	279	102
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. 250 Nicollet Mall, Suite 1550 Minneapolis, MN, 55401-7585	$76,497,109,888	227	193

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