AMERIPRISE FINANCIAL SERVICES, LLC

707 2nd Avenue South
Minneapolis, Minnesota 55402
Tel: 612-671-3131

About AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC, formally registered with the SEC as AMERIPRISE FINANCIAL SERVICES, LLC. The firm was established in 12/05/1986. They have over 151 offices throughout the country.

AMERIPRISE FINANCIAL SERVICES, LLC is a Minneapolis, Minnesota based Financial Planning firm with nearly $479,793,782,427 assets under management, offering retirement planning & investment advisory services to 2284921 clients. The firm is staffed with 13903 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	6363
SEC#	801-28543
Assets Managed by Firm	$479,793,782,427
No. of Clients	2284921
No. of Advisors	13903

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Publication of periodicals and newsletters
Education seminars/workshops
Other (ASSET ALLOCATION SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	2284921	$479,793,782,427
Individuals (other than high net worth individuals)	1134264	$249,835,107,731
High net worth individuals	116610	$219,098,760,507
Pension and profit sharing plans	6934	$4,043,300,070
Charitable organizations	2236	$2,372,969,115
Corporations or other businesses	3083	$3,292,349,091

More Retirement Planning firms in Minneapolis, Minnesota:

Firm Name	Assets Under Management	Total Clients	Total Advisors
U.S. BANCORP ASSET MANAGEMENT, INC. 800 Nicollet Mall, Mail Stop Bc-Mn-17ul Minneapolis, MN, 55402	$176,091,949,959	88	77
GARDA CAPITAL PARTNERS 305 Lake Street East Wayzata, MN, 55391	$137,829,756,000	3	200
THRIVENT FINANCIAL FOR LUTHERANS 901 Marquette Avenue, Suite 2500 Minneapolis, MN, 55402-3211	$121,600,874,152	69	4167
GALLIARD CAPITAL MANAGEMENT 800 Lasalle Ave. Ste 1400 Minneapolis, MN, 55402-2054	$85,511,782,543	279	102
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. 250 Nicollet Mall, Suite 1550 Minneapolis, MN, 55401-7585	$76,497,109,888	227	193

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