DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

103 Marty Drive
Suite 101
Buffalo, Minnesota 55313
Tel: 763-682-4014

About DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC, formally registered with the SEC as DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. The firm was established in 04/20/2015. They have over 2 offices throughout the country.

DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. is a Buffalo, Minnesota based Financial Planning firm with nearly $307,741,086 assets under management, offering retirement planning & investment advisory services to 2327 clients. The firm is staffed with 8 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	165145
SEC#	801-93169
Assets Managed by Firm	$307,741,086
No. of Clients	2327
No. of Advisors	8

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses

Firm Client Information

	No. of Clients	AUM
Firm Total	2327	$307,741,086
Individuals (other than high net worth individuals)	1023	$170,795,721
High net worth individuals	64	$136,945,365

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GALLIARD CAPITAL MANAGEMENT 800 Lasalle Ave. Ste 1400 Minneapolis, MN, 55402-2054	$85,511,782,543	279	102
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