NORTHROCK PARTNERS, LLC

225 South Sixth Street
Suite 1400
Minneapolis, Minnesota 55402
Tel: (612) 367-8800

About NORTHROCK PARTNERS, LLC

NORTHROCK PARTNERS, LLC, formally registered with the SEC as NORTHROCK PARTNERS, LLC. The firm was established in 06/13/2013. They have over 11 offices throughout the country.

NORTHROCK PARTNERS, LLC is a Minneapolis, Minnesota based Financial Planning firm with nearly $6,596,242,797 assets under management, offering retirement planning & investment advisory services to 12834 clients. The firm is staffed with 161 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	167908
SEC#	801-78194
Assets Managed by Firm	$6,596,242,797
No. of Clients	12834
No. of Advisors	161

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Education seminars/workshops
Other (GENERAL CONSULTING SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	12834	$6,596,242,797
Individuals (other than high net worth individuals)	1302	$589,176,098
High net worth individuals	1354	$5,897,640,372
Charitable organizations	17	$27,561,045
Corporations or other businesses	24	$81,865,282

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