RIA ADVISORS

11750 Katy Freeway
Suite 840
Houston, Texas 77079
Tel: 281-501-1791

About RIA ADVISORS

RIA ADVISORS, formally registered with the SEC as RIA ADVISORS. The firm was established in 04/16/2013. They have over 2 offices throughout the country.

RIA ADVISORS is a Houston, Texas based Financial Planning firm with nearly $1,530,453,633 assets under management, offering retirement planning & investment advisory services to 3581 clients. The firm is staffed with 14 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	150661
SEC#	801-77832
Assets Managed by Firm	$1,530,453,633
No. of Clients	3581
No. of Advisors	14

Fee Structure

A percentage of AUM
Subscription fees
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	3581	$1,530,453,633
Individuals (other than high net worth individuals)	806	$347,318,523
High net worth individuals	364	$1,171,139,950
Pension and profit sharing plans	21	$11,627,015
Corporations or other businesses	1	$291,733

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