FOUNDERS FINANCIAL SECURITIES, LLC

1026 Cromwell Bridge Road
Suite 100
Towson, Maryland 21286
Tel: 410-308-9988

About FOUNDERS FINANCIAL SECURITIES, LLC

FOUNDERS FINANCIAL SECURITIES, LLC, formally registered with the SEC as FOUNDERS FINANCIAL SECURITIES, LLC. The firm was established in 07/13/2006. They have over 63 offices throughout the country.

FOUNDERS FINANCIAL SECURITIES, LLC is a Towson, Maryland based Financial Planning firm with nearly $3,317,831,000 assets under management, offering retirement planning & investment advisory services to 17774 clients. The firm is staffed with 141 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	137945
SEC#	801-66892
Assets Managed by Firm	$3,317,831,000
No. of Clients	17774
No. of Advisors	141

Fee Structure

A percentage of AUM
Hourly charges
Subscription fees
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	17774	$3,317,831,000
Individuals (other than high net worth individuals)	8036	$1,781,948,370
High net worth individuals	727	$1,131,530,344
Pension and profit sharing plans	220	$382,417,047
Charitable organizations	21	$13,676,150
Corporations or other businesses	17	$8,259,089

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PROSHARE ADVISORS LLC 7272 Wisconsin Avenue, 21st Floor Bethesda, MD, 20814	$65,095,381,946	126	101
PNC CAPITAL ADVISORS LLC One East Pratt Street, Fifth Floor - East Baltimore, MD, 21202	$37,701,864,167	516	254

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