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Find Retirement Advisors for Retirement Planning in Rockville, Maryland
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Rockville, Maryland
Last Updated - April 18, 2024Rockville has 23 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 24 non-vetted advisors in your local area. These retirement advisors in Rockville, Maryland have an average of 19 years of experience.
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List of Qualified Retirement Planning Advisors in Rockville, Maryland
VERIFIEDDiamond Chaflawee MBA
CFP®, ChFC®
Prudential
Qualifications
CRD# 7044174
Firm CRD# 5685
Series 6, 7, 63, 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIEDYoung Park
Victrix Investment Advisors
Qualifications
CRD# 5639897
Firm CRD# 167517
Series 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDDavid Middleton
CFP®, AIF®
Middleton Advisory
Qualifications
CRD# 5398638
Firm CRD# 155334
Series 65
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Only
VERIFIEDKevin Hamel
CFP®, CRPC®
Edelman Financial Engines, LLC
Qualifications
CRD# 6233929
Firm CRD# 104510
Series 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDErich Imphong
CFP®
Plotkin Financial Advisors, LLC
Qualifications
CRD# 5083311
Firm CRD# 7717
Series 7, 66
Minimum Assets Required
$250,000
Advisory Services:
Portfolio Management, Retirement Planning, Money Management, Financial Planning for Individuals, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDMichael T. Jobe
Glover Park Wealth Management, LLC
Qualifications
CRD# 5179276
Firm CRD# 309793
Series 66
Minimum Assets Required
$50,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDFrank Barkanic
CFP®, CWS®
Edelman Financial Engines, LLC
Qualifications
CRD# 6339074
Firm CRD# 104510
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDEric Riddell
CFP®, APMA®
Ameriprise Financial
Qualifications
CRD# 4707769
Firm CRD# 6363
Series 7
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services.
Compensation/Fee
Fee-Based
VERIFIEDBob Howard
Prudential
Qualifications
CRD# 2621872
Firm CRD# 5685
Series 6, 7, 24, 63, 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIED Qualifications
Firm CRD# 107271
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDBryan Beatty
Accredited Investment Fiduciary® (AIF), CFP®
Egan, Berger and Weiner, LLC
Qualifications
CRD# 2207998
Firm CRD# 105644
Series 6, 7, 26, 63, 65
Minimum Assets Required
$0
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIED Qualifications
CRD# 2617149
Firm CRD# 8174
Series 7, 9, 10, 23, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDAdam Paffenroth
CFP®, ChFC®
Cornerstone Private Wealth Planning
Qualifications
CRD# 5375337
Firm CRD# 825638
Series 7, 66
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDScott Morrello
CFP®, ChFC®
Edelman Financial Engines, LLC
Qualifications
CRD# 6409061
Firm CRD# 104510
Series 65
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDDoug Miller J.D.
CFP®, CLU®
Northwestern Mutual
Qualifications
CRD# 4130719
Firm CRD# 2881
Series 6, 7, 63, 65, 66
Minimum Assets Required
$50,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIED Qualifications
Firm CRD# 6413
Series 6, 7, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIED Qualifications
Firm CRD# 169517
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIEDAshley Zephir
CFP®
Edelman Financial Engines, LLC
Qualifications
CRD# 4774673
Firm CRD# 104510
Series 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDGeoffrey Burroughs
CFP®, Financial Planning Specialist, CDFA®
Harbor Investment Advisory
Qualifications
CRD# 5379858
Firm CRD# 151085
Series 7, 31, 66
Minimum Assets Required
$250,000
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Based on Assets
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Rockville, Maryland (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | SOL CAPITAL MANAGEMENT CO 111 Rockville Pike, Suite 750 Rockville, MD, 20850 | $2,386,671,547 | 1081 | 27 | A Percentage of AUM |
| 2 | GROVE POINT ADVISORS, LLC 2440 Research Blvd, Ste 500 Rockville, MD, 20850 | $1,926,783,604 | 8355 | 333 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 3 | ADVISORS PREFERRED LLC 1445 Research Boulevard, #530 Rockville, MD, 20850 | $1,760,215,956 | 19 | 9 | A Percentage of AUM |
| 4 | INNOVATION X ADVISORS 1445 Research Blvd., Suite 530 Rockville, MD, 20850 | $1,167,936,364 | 13 | 4 | A Percentage of AUM, Performance Based |
| 5 | SPC FINANCIAL INC 3202 Tower Oaks Blvd, Suite 400 Rockville, MD, 20852-4219 | $1,000,154,777 | 3105 | 26 | A Percentage of AUM, Hourly charges, Fixed Fees, Commission Based |
| 6 | MARYLAND FINANCIAL GROUP, INC. 2600 Tower Oaks Boulevard, Suite 220 Rockville, MD, 20852 | $975,955,345 | 3666 | 40 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 7 | FINANCIAL SERVICES ADVISORY One Church Street, Suite 901 Rockville, MD, 20850 | $707,792,446 | 2087 | 13 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 8 | CIC WEALTH, LLC 1101 Wootton Parkway, Suite 980 Rockville, MD, 20852 | $550,947,483 | 2029 | 16 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 9 | KENDALL CAPITAL MANAGEMENT 2000 Tower Oaks Boulevard, Suite 240 Rockville, MD, 20852 | $419,058,076 | 1220 | 8 | A Percentage of AUM, Fixed Fees |
| 10 | MONTGOMERY INVESTMENT MANAGEMENT INC 6229 Executive Blvd, Rockville, MD, 20852 | $340,480,228 | 121 | 3 | A Percentage of AUM |
| 11 | RESEARCH FINANCIAL STRATEGIES 2273 Research Blvd, Suite 101 Rockville, MD, 20850-3264 | $258,771,596 | 1618 | 12 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (PERCENTAGE OF ANNUAL INCOME OR NET WORTH) |
| 12 | FVLCRUM PARTNERS, LLC 2600 Tower Oaks Blvd, Suite 230 Rockville, MD, 20852 | $241,098,046 | 3 | 11 | A Percentage of AUM, Performance Based |
| 13 | FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. 51 Monroe St., Suite Pe 25 Rockville, MD, 20850 | $221,062,803 | 177 | 3 | A Percentage of AUM, Hourly charges |
| 14 | EAGLESTONE WEALTH ADVISORS, INC. 1101 Wootton Parkway, Suite 400 Rockville, MD, 20852 | $197,519,767 | 452 | 7 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (CONSULTING FEES) |
| 15 | BACHRACH ASSET MANAGEMENT INC 20 Courthouse Square, Suite 208, Rockville, MD, 20850 | $197,102,785 | 18 | 4 | A Percentage of AUM |
Information on Top Retirement Planning firms in Rockville, Maryland
QualificationsFirm CRD# 110226
Assets Under Management $2,386,671,547
No. Of Clients1081
Clients Per Financial Advisor40
SOL CAPITAL MANAGEMENT CO is a financial advisory firm situated in Rockville, Maryland. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1081 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 313171
Assets Under Management $1,926,783,604
No. Of Clients8355
Clients Per Financial Advisor25
GROVE POINT ADVISORS, LLC is a financial advisory firm situated in Rockville, Maryland. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8355 clients. The team consists of 333 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 157980
Assets Under Management $1,760,215,956
No. Of Clients19
Clients Per Financial Advisor2
ADVISORS PREFERRED LLC is a financial advisory firm situated in Rockville, Maryland. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 19 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Investment
QualificationsFirm CRD# 322292
Assets Under Management $1,167,936,364
No. Of Clients13
Clients Per Financial Advisor3
INNOVATION X ADVISORS is a financial advisory firm situated in Rockville, Maryland. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 13 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 104618
Assets Under Management $1,000,154,777
No. Of Clients3105
Clients Per Financial Advisor119
SPC FINANCIAL INC is a financial advisory firm situated in Rockville, Maryland. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3105 clients. The team consists of 26 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Commission Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 122320
Assets Under Management $975,955,345
No. Of Clients3666
Clients Per Financial Advisor92
MARYLAND FINANCIAL GROUP, INC. is a financial advisory firm situated in Rockville, Maryland. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 3666 clients. The team consists of 40 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 104513
Assets Under Management $707,792,446
No. Of Clients2087
Clients Per Financial Advisor161
FINANCIAL SERVICES ADVISORY is a financial advisory firm situated in Rockville, Maryland. With a nearly $708M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2087 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 290198
Assets Under Management $550,947,483
No. Of Clients2029
Clients Per Financial Advisor127
CIC WEALTH, LLC is a financial advisory firm situated in Rockville, Maryland. With a nearly $551M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2029 clients. The team consists of 16 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 134740
Assets Under Management $419,058,076
No. Of Clients1220
Clients Per Financial Advisor153
KENDALL CAPITAL MANAGEMENT is a financial advisory firm situated in Rockville, Maryland. With a nearly $419M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1220 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 105417
Assets Under Management $340,480,228
No. Of Clients121
Clients Per Financial Advisor40
MONTGOMERY INVESTMENT MANAGEMENT INC is a financial advisory firm situated in Rockville, Maryland. With a nearly $340M assets under management, the firm specializes in crafting personalized retirement planning solutions for 121 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 153247
Assets Under Management $258,771,596
No. Of Clients1618
Clients Per Financial Advisor135
RESEARCH FINANCIAL STRATEGIES is a financial advisory firm situated in Rockville, Maryland. With a nearly $259M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1618 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (PERCENTAGE OF ANNUAL INCOME OR NET WORTH)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
- Publication of periodicals or Newsleters
- Educational Seminars/ Workshops
QualificationsFirm CRD# 310971
Assets Under Management $241,098,046
No. Of Clients3
Clients Per Financial Advisor0
FVLCRUM PARTNERS, LLC is a financial advisory firm situated in Rockville, Maryland. With a nearly $241M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 11 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 109232
Assets Under Management $221,062,803
No. Of Clients177
Clients Per Financial Advisor59
FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Rockville, Maryland. With a nearly $221M assets under management, the firm specializes in crafting personalized retirement planning solutions for 177 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 141014
Assets Under Management $197,519,767
No. Of Clients452
Clients Per Financial Advisor65
EAGLESTONE WEALTH ADVISORS, INC. is a financial advisory firm situated in Rockville, Maryland. With a nearly $198M assets under management, the firm specializes in crafting personalized retirement planning solutions for 452 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (CONSULTING FEES)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 161894
Assets Under Management $197,102,785
No. Of Clients18
Clients Per Financial Advisor5
BACHRACH ASSET MANAGEMENT INC is a financial advisory firm situated in Rockville, Maryland. With a nearly $197M assets under management, the firm specializes in crafting personalized retirement planning solutions for 18 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for pooled Investment
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