SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.

105 Wind Haven Drive
Nicholasville, Kentucky 40356
Tel: 859-223-6333

About SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.

SPECTRUM FINANCIAL ALLIANCE, LTD, LLC, formally registered with the SEC as SPECTRUM FINANCIAL ALLIANCE, LTD, LLC. The firm was established in 03/31/2014. They have over 1 offices throughout the country.

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. is a Nicholasville, Kentucky based Financial Planning firm with nearly $321,208,281 assets under management, offering retirement planning & investment advisory services to 1341 clients. The firm is staffed with 10 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	125147
SEC#	801-79371
Assets Managed by Firm	$321,208,281
No. of Clients	1341
No. of Advisors	10

Fee Structure

A percentage of AUM

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Publication of periodicals and newsletters
Education seminars/workshops
Other (INVESTMENT AND INSURANCE CONSULTING AND ESTATE PLANNING FACILITIATION)

Firm Client Information

	No. of Clients	AUM
Firm Total	1341	$321,208,281
Individuals (other than high net worth individuals)	401	$131,982,609
High net worth individuals	91	$189,225,672

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