FIRST KENTUCKY SECURITIES CORP

4360 Brownsboro Road
Suite 300
Louisville, Kentucky 40207
Tel: 502-893-7288

About FIRST KENTUCKY SECURITIES CORP

FIRST KENTUCKY SECURITIES CORP, formally registered with the SEC as FIRST KENTUCKY SECURITIES CORP. The firm was established in 05/03/2007. They have over 2 offices throughout the country.

FIRST KENTUCKY SECURITIES CORP is a Louisville, Kentucky based Financial Planning firm with nearly $678,564,542 assets under management, offering retirement planning & investment advisory services to 1757 clients. The firm is staffed with 20 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	7524
SEC#	801-67742
Assets Managed by Firm	$678,564,542
No. of Clients	1757
No. of Advisors	20

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Other (COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection for other advisors
Security ratings or pricing services

Firm Client Information

	No. of Clients	AUM
Firm Total	1757	$678,564,542
Individuals (other than high net worth individuals)	1082	$182,629,666
High net worth individuals	653	$465,554,212
Pension and profit sharing plans	10	$8,622,909
Charitable organizations	Fewer than 5 clients	$2,875,622
Corporations or other businesses	6	$1,873,340

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