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FIRST KENTUCKY SECURITIES CORP

4360 Brownsboro Road
Suite 300
Louisville, Kentucky 40207
Tel: 502-893-7288

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About FIRST KENTUCKY SECURITIES CORP

FIRST KENTUCKY SECURITIES CORP, formally registered with the SEC as FIRST KENTUCKY SECURITIES CORP. The firm was established in 05/03/2007. They have over 2 offices throughout the country.

FIRST KENTUCKY SECURITIES CORP is a Louisville, Kentucky based Financial Planning firm with nearly $678,564,542 assets under management, offering retirement planning & investment advisory services to 1757 clients. The firm is staffed with 20 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#7524
SEC#801-67742
Assets Managed by Firm$678,564,542
No. of Clients1757
No. of Advisors20

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Other (COMMISSIONS FOR FIXED INCOME PRINCIPAL TRANSACTIONS)

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Security ratings or pricing services

Firm Client Information

No. of ClientsAUM
Firm Total1757$678,564,542
Individuals (other than high net worth individuals)1082$182,629,666
High net worth individuals653$465,554,212
Pension and profit sharing plans10$8,622,909
Charitable organizationsFewer than 5 clients$2,875,622
Corporations or other businesses6$1,873,340

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