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Home > Retirement Planners > kentucky > lexington > D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC.
3292 Eagle View Lane
Suite 290
Lexington, Kentucky 40509
Tel: 859-254-3036
About D. SCOTT NEAL, INC.
D SCOTT NEAL, INC, formally registered with the SEC as D SCOTT NEAL, INC. The firm was established in 03/06/2001. They have over 2 offices throughout the country.
D. SCOTT NEAL, INC. is a Lexington, Kentucky based Financial Planning firm with nearly $352,031,453 assets under management, offering retirement planning & investment advisory services to 1335 clients. The firm is staffed with 10 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 110975 |
| SEC# | 801-60070 |
| Assets Managed by Firm | $352,031,453 |
| No. of Clients | 1335 |
| No. of Advisors | 10 |
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Education seminars/workshops
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 1335 | $352,031,453 |
| Individuals (other than high net worth individuals) | 273 | $77,978,091 |
| High net worth individuals | 124 | $260,860,532 |
| Charitable organizations | 5 | $10,977,939 |
| Corporations or other businesses | 2 | $2,214,891 |
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