ROCKY MOUNTAIN ADVISERS, LLC

2121 E. Crawford Place
Salina, Kansas 67401
Tel: 785-823-3097

About ROCKY MOUNTAIN ADVISERS, LLC

ROCKY MOUNTAIN ADVISERS, LLC, formally registered with the SEC as ROCKY MOUNTAIN ADVISERS, LLC. The firm was established in 06/03/2009. They have over 1 offices throughout the country.

ROCKY MOUNTAIN ADVISERS, LLC is a Salina, Kansas based Financial Planning firm with nearly $2,574,184,941 assets under management, offering retirement planning & investment advisory services to 413 clients. The firm is staffed with 10 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	148479
SEC#	801-70202
Assets Managed by Firm	$2,574,184,941
No. of Clients	413
No. of Advisors	10

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for investment companies

Firm Client Information

	No. of Clients	AUM
Firm Total	413	$2,574,184,941
Individuals (other than high net worth individuals)	140	$32,627,319
High net worth individuals	67	$455,972,893
Pension and profit sharing plans	Fewer than 5 clients	$1,241,581
Charitable organizations	8	$100,736,479
Corporations or other businesses	6	$10,123,072

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