National Retirement Planning Experts

National Coverage
Local Professionals

Wesley Kotys, CFP®, AAMS®

Kotys Wealth Professionals

175 Lincolnway, Suite D

Valparaiso, IN 46383
(219) 4656924

About Kotys Wealth Professionals

At Kotys Wealth Professionals everything we do is focused on you and your goals. Our first order of business is taking the time to get to know you – what you want for yourself and your family, your appetite for risk, your plans for the future. With that foundation set, we then educate you, guide you and provide you with financial strategies that will help you accomplish your goals. We see money as a tool to help you realize your dreams and reach a higher purpose with your wealth.

We invite you to contact us at 219-465-6924 for a no-cost initial meeting where you can experience how Kotys Wealth Professionals work as a Registered Investment Advisor.

General Information

Firm Start Year

2007

No.of Employees

5-9

CRD#

4051934

States Licensed in

IL, IN, TX

Years of Experience in Financial Services

18

Number of Years with Current Firm

10

Services

Investment Types

Alternative Investments, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At my office, Via email

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Asset Management Specialist (AAMS®)

Securities Licenses

Series 66

Financial Organization Memberships

National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

I am a Fee-Only financial professional

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Flat Fee

Education

Bachelor of Science - Business Administration

Indiana Wesleyan University
-

Disclaimer

Investment advisory services and financial planning offered through TKG Advisors, LLC, a Registered Investment Advisor.