DEMPSEY LORD SMITH, LLC

901 N Broad Street
Suite 400
Rome, Georgia 30161
Tel: 706.238.9575

About DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC, formally registered with the SEC as DEMPSEY LORD SMITH, LLC. The firm was established in 07/25/2016. They have over 61 offices throughout the country.

DEMPSEY LORD SMITH, LLC is a Rome, Georgia based Financial Planning firm with nearly $585,613,076 assets under management, offering retirement planning & investment advisory services to 3106 clients. The firm is staffed with 106 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	141238
SEC#	801-108087
Assets Managed by Firm	$585,613,076
No. of Clients	3106
No. of Advisors	106

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	3106	$585,613,076
Individuals (other than high net worth individuals)	2790	$585,613,076

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