RIVERNORTH CAPITAL MANAGEMENT, LLC

360 S. Rosemary Ave
Suite 1420
West Palm Beach, Florida 33401
Tel: 561-484-7185

About RIVERNORTH CAPITAL MANAGEMENT, LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC, formally registered with the SEC as RIVERNORTH CAPITAL MANAGEMENT, LLC. The firm was established in 10/15/2002. They have over 2 offices throughout the country.

RIVERNORTH CAPITAL MANAGEMENT, LLC is a West Palm Beach, Florida based Financial Planning firm with nearly $6,811,694,579 assets under management, offering retirement planning & investment advisory services to 30 clients. The firm is staffed with 18 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	122020
SEC#	801-61533
Assets Managed by Firm	$6,811,694,579
No. of Clients	30
No. of Advisors	18

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	30	$6,811,694,579
Charitable organizations	2	$5,541,537
Other investment advisers	9	$81,977,777

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