Directory of Professional Retirement Planners
National Coverage
Local Professionals
VERIFIED
The Villages, FL 32163
952-212-4111About Prudential
Prudential Advisors is a renowned financial services leader with a rich history of helping individuals and institutions pursue financial security and prosperity.
We are dedicated to providing comprehensive financial planning and advisory services. Our mission is to help individuals, families, and businesses achieve their financial goals through personalized and strategic financial solutions.
See Disclosures
General Information
Firm Start Year
1926
CRD#
4808310
Firm CRD#
6413
States Licensed in
FL, ME
Years of Experience in Financial Services
20
Number of Years with Current Firm
1
Work Experience
Independent Financial Advisor
Prudential Financial
Feb 2026 - Present
The Villages, FL
Work with clients in a holistic manner to understand their full financial picture and help them plan for their futures, via insurance planning, asset allocation plan and income planning.
Vice President, Investment Executive
Fifth Third Securities
Apr 2024 - Mar 2026
Palm Beach Gardens, Florida, United States
Private Client Advisor and Vice President of Investments
J.P. Morgan Wealth Management
Apr 2021 - Apr 2024
Private Client Banker
JPMorgan Chase Bank N. A.
Feb 2018 - Apr 2021
Palm Beach Gardens, Florida
Plantsville, Connecticut
Wells Fargo
Regional Banking Private Banker
Oct 2016 - Feb 2018 ·
Registered Personal Banker 2
Mar 2014 - Oct 2016
Financial Advisor
Ameriprise Financial
Mar 2011 - Jan 2013
Financial Specialist
US Bancorp
Feb 2004 - Feb 2011
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals
Services
Investment Types
Mutual Funds, Bonds, Stocks, Annuities, Insurance
Can meet clients in the following ways
Your Office, Email, Phone, Your Home, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®
Securities Licenses
Series 6, Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Variable Annuity, Long Term Care, Variable Life, Life, Annuity
Compensation and Fees
Minimum Portfolio Size for New Managed Accounts
100,000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
1%
Education
Bachelor's of Art - History
Central Connecticut State University
01/1991 -05/1995
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf
Disclaimer
Securities and investment advisory services offered through LPL Enterprise (LPLE), a Registered Investment Advisor. Member FINRA & SIPC, and an affiliate of LPL Financial.
Prudential Advisors' is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.
Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPLE and LPL Financial are not affiliated with Prudential or the Greater Florida Financial Group.
The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.