RAYMOND JAMES & ASSOCIATES, INC.

880 Carillon Parkway
St. Petersburg, Florida 33716
Tel: 727-567-1000

About RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC, formally registered with the SEC as RAYMOND JAMES & ASSOCIATES, INC. The firm was established in 12/19/1974. They have over 636 offices throughout the country.

RAYMOND JAMES & ASSOCIATES, INC. is a St. Petersburg, Florida based Financial Planning firm with nearly $433,814,330,581 assets under management, offering retirement planning & investment advisory services to 1070028 clients. The firm is staffed with 13966 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	705
SEC#	801-10418
Assets Managed by Firm	$433,814,330,581
No. of Clients	1070028
No. of Advisors	13966

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Commission Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops
Other (PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS)

Firm Client Information

	No. of Clients	AUM
Firm Total	1070028	$433,814,330,581
Individuals (other than high net worth individuals)	402895	$109,657,927,710
High net worth individuals	85994	$241,714,095,648
Pension and profit sharing plans	10124	$39,562,459,774
Charitable organizations	207	$927,883,815
Corporations or other businesses	6883	$34,892,326,581

More Retirement Planning firms in St. Petersburg, Florida:

Firm Name	Assets Under Management	Total Clients	Total Advisors
CITADEL ADVISORS LLC Southeast Financial Center, 200 S. Biscayne Blvd., Suite 3300 Miami, FL, 33131	$397,045,307,119	26	2932
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC 880 Carillon Parkway Saint Petersburg, FL, 33716	$344,868,106,925	1030208	6727
GQG PARTNERS 450 East Las Olas Boulevard, Suite 750 Fort Lauderdale, FL, 33301	$120,567,542,959	727	189
CORIENT 830 Brickell Plaza, Suite 4800 Miami, FL, 33131	$118,191,936,095	97020	845
ELLIOTT INVESTMENT MANAGEMENT L.P. 360 S. Rosemary Ave, 18th Floor West Palm Beach, FL, 33401	$97,371,716,804	38	578

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