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VERIFIEDCarlos Enrique Rodriguez
Frontline Wealth Management
Based out of Miami, Florida and servicing nationwide.
Miami, FL 33176
786-901-7109
Addressing the Financial Needs of Frontline Workers
About Frontline Wealth Management
Frontline Wealth Management is an independent, fee-based financial planning firm based in Miami, FL, dedicated to addressing the financial needs of frontline workers and first responders. Founded by Carlos Enrique Rodriguez, who honorably retired from the Miami-Dade Police Department after 25 years of service, the firm understands the unique pensions, benefits, and challenges that first responders and their families face. We believe detailed, thoughtful planning can help you create a retirement you enjoy. Our process begins by learning what truly matters to you; once your goals are established, we develop a personalized financial plan designed around your needs, wants, and lifestyle, and continue to provide guidance across all aspects of your financial picture. Services include retirement planning, wealth management, insurance planning, estate planning, charitable giving, workplace retirement plan guidance, and financial planning for business owners. While based in Miami, we assist clients throughout the United States.
See Disclosures
General Information
Firm Start Year
2015
No. of Employees
1
automated call
Yes
CRD#
5909186
Firm CRD#
125112
Insurance License#
FL 215
Name of Broker/Dealer
IFP Securities, LLC
Name of Custodial Firm
Pershing LLC, Schwab, Fidelity
States Licensed in
FL, GA, NC, TN, TX, ID, WY, MT, CA & Puerto Rico
Years of Experience in Financial Services
15
Number of Years with Current Firm
11
Work Experience
Independent Financial Partners (IFP) - Investment Adviser Representative, Miami, FL (2016 - Present) IFP Securities, LLC - Registered Representative (2019 - Present) LPL Financial LLC - Registered Representative, Tampa, FL (2016 - 2019) MML Investors Services, LLC - Registered Representative, Coral Gables, FL (2011 - 2016) Miami-Dade Police Department - 25 years of service (honorably retired)
Work with the following types of clients
Individual Investors, Businesses
Foreign Languages Serviced
Fluent in Spanish
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Insurance Products & Annuities
Services
Investment Types
Mutual Funds, Stocks, Hedge Funds and Private Equity, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Bonds
Can meet clients in the following ways
Our Office, Your Home, Phone, Email, Your Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 66, Series 7, Series 6
Insurance and Annuity Licenses
Annuity, Health, Disability, Variable Annuity, Long Term Care, Variable Life, Life
Firm Information
Assets Managed by Firm
$25,000,000
Total Assets Under Management by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Disclosures
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Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1894743/retirementplanning-Frontline-Wealth-Management-detailed-disclosure.html
Disclaimer
Securities offered through IFP Securities, LLC, dba Independent Financial Partners (IFP), member FINRA/SIPC. Investment advice offered through IFP Advisors, LLC, dba Independent Financial Partners (IFP), a Registered Investment Adviser. IFP and Frontline Wealth Management are not affiliated.