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Clermont, FL 34711
352-531-0790
Building strong relationships is our core principle.
About Prudential Advisors-Clermont FL
Helping people make informed decisions to build strong financial foundations can put our clients in a position to
succeed well into the future. We help people with the goal of optimizing financial wellness.
We consider collaboration to be one of the most important aspects of our business. By taking a teaming approach with our clients, they are part of their financial wellness journey.
We are committed to empowering our clients with comprehensive financial knowledge, helping to ensure they make informed decisions tailored to their unique goals. Simultaneously, our team remains dedicated to continuous learning, staying abreast of the latest industry trends and pursuing certifications and education to improve our ability to serve our clients.
See Disclosures
General Information
Firm Start Year
Firm CRD#
8733
Name of Broker/Dealer
LPL ENTERPRISE, LLC
States Licensed in
DC, DE, FL, GA, IL, MD, MI, OH, NY, WY
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Stocks, Bonds, Options & Futures, Mutual Funds, Commodities, Alternative Investments, Exchange Traded Funds (ETFs)
Can meet clients in the following ways
Our Office, Your Home, Video Conference
Compliance
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 6, Series 66, Series 65, Series 63, Series 7
Insurance and Annuity Licenses
Life, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability
Compensation and Fees
Compensation Methods
Commissions, Flat Fee, Based on Assets, Hourly
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf
Disclaimer
"Prudential Advisors " a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA ) and its insurance company and other affiliates (collectively "Prudential"). Prudential Advisors financial professionals are licensed insurance agents of Prudential. Pursuant to a strategic relationship among Prudential, LPLE, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPLE, an affiliate of LPL Financial. These financial professionals are permitted to brand under "Prudential Advisors." LPLE and LPL Financial are not affiliated with FWP or Prudential.