FLAHARTY ASSET MANAGEMENT, LLC

311 Park Place Blvd.
Suite 150
Clearwater, Florida 33759
Tel: 727-252-1050

About FLAHARTY ASSET MANAGEMENT, LLC

FLAHARTY ASSET MANAGEMENT, LLC, formally registered with the SEC as FLAHARTY ASSET MANAGEMENT, LLC. The firm was established in 08/27/2013. They have over 2 offices throughout the country.

FLAHARTY ASSET MANAGEMENT, LLC is a Clearwater, Florida based Financial Planning firm with nearly $761,160,791 assets under management, offering retirement planning & investment advisory services to 2006 clients. The firm is staffed with 11 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	168495
SEC#	801-78437
Assets Managed by Firm	$761,160,791
No. of Clients	2006
No. of Advisors	11

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	2006	$761,160,791
Individuals (other than high net worth individuals)	628	$126,053,043
High net worth individuals	551	$595,324,800
Pension and profit sharing plans	8	$12,589,814
Charitable organizations	5	$1,990,751
Corporations or other businesses	14	$25,202,383

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