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Coastal Wealth Management

56 Williams Avenue

Mystic, CT 06355

860-245-0251

Don't Keep Your Financial Success a Secret!

About Coastal Wealth Management

Your financial goals are individual, and we can help you achieve them.

We take the time to understand whats truly important to you, whether its saving for college, retiring the way you want, making smart investments or anything else.

The personalized financial advice we offer can help you prepare for the expected and unexpected things in life. As a result, you can feel more confident, connected and in control of your financial life.

With the right financial advice, life can be brilliant.

We focus as a firm on the following niches: retirement planning strategies, tax planning strategies, and employee stock options.

See Disclosures

General Information

Firm Start Year

2007

No. of Employees

10-19

Firm CRD#

6161

Insurance License#

6371173

Name of Broker/Dealer

Ameriprise

Name of Custodial Firm

Ameriprise

States Licensed in

All States

Years of Experience in Financial Services

22

Number of Years with Current Firm

2

Work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Advice & Consulting

Services

Investment Types

Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds, Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Our Office, Phone, Email, Your Office, Your Home, Video Conference, Our Offices

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CFA®, CPA, APMA®, CMFC®, CRPC®

Securities Licenses

Series 6, Series 7, Series 24, Series 53, Series 63, Series 65, Series 66

Insurance and Annuity Licenses

Long Term Care, Accident, Annuity, Health, Life, Disability, Variable Life, HMO, Casualty, Property, Variable Annuity

Firm Information

Firm's Number of Clients

1500

Firm's Number of Planning Clients

280

Firm's Number of Managed Clients

1500

Assets Managed by Firm

815000000

Advisor's Number of Clients

1500

Advisor's Number of Managed Clients

1500

Advisor's Number of Planning Clients

280

Assets Managed by Advisor

815,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

500,000

Compensation Methods

Flat Fee

Fee % Based on Assets

1

Additional Details on Charges

The only fee charged is the management fee plus a comprehensive planning fee if you choose financial planning. We do not charge extra for ticket charges or administrative charges.

Minimum Fee Charged for Managed Accounts

0

Minimum Fee Charged for Hourly Planning Accounts

0

Education

Bachelors - Economics

Yale University
09/01/1995 - 05/01/1999

Disclosures

RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures

https://www.retirementplanning.net/disclosure/1890205/retirementplanning-coastal-wealth-management-detailed-disclosure

Disclaimer

Ameriprise financial advisors are individually registered to do business only in certain U.S. states. Please refer to an advisors personal website, for additional details. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Ameriprise Financial Services, LLC. Member FINRA and SIPC. © 2005-2021 Ameriprise Financial, Inc. All rights reserved. Users of this site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations.