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Herb White, CFP®

Life Certain Wealth Strategies

8400 E Prentice Ave.
Suite 715

Greenwood Village, CO 80111
(303) 7933999

Discover the Fiduciary Difference! (TM)

About Life Certain Wealth Strategies

When your life savings are at stake, you need advice you can trust. You need a financial advisor who is objective; someone who is not paid more to sell you one product rather than another. You need a relationship with a firm that promises always to put your interest first, a firm with proven experience and the right credentials. Life Certain Wealth Strategies, LLC. offers you all this and much more.

General Information

Firm Start Year

2001

No.of Employees

5-9

CRD#

3125223

Firm CRD#

421

Name of Broker/Dealer

Woodbury Financial Services, Inc.

Name of Custodial Firm

Pershing, LLC

States Licensed in

CO, AK, NY, NJ, IL, IN, OH, FL, CA, GA, KS, NM, TX, WY, AZ

Years of Experience in Financial Services

18

Number of Years with Current Firm

11

Work Experience

experienced Certified Financial Planner Practitioner. I employ the 6 step financial planning process endorsed by the Certified Financial Planner Board of Standards and adhere to their code of ethics

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

Spanish

Services

Investment Types

Options, Bonds, Mutual Funds, Options & Futures, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA

Securities Licenses

Series 7, Series 4, Series 24, Series 63, Series 65

Insurance and Annuity Licenses

Variable Annuity, Variable Life

Financial Organization Memberships

Financial Planning Association (FPA), Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA), Paladin Registry

Firm Information

Firm's Number of Clients

245

Firm's Number of Planning Clients

84

Firm's Number of Managed Clients

139

Advisor's Number of Clients

98

Assets Managed by Advisor

$150,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

None

Compensation Methods

Commissions

Fee % Based on Assets

0.95%

Minimum Fee Charged for Managed Accounts

N/A

Disclaimer

Securities and Investment Advisory Services offered through Woodbury Financial Services, Inc. Member FINRA, SIPC and Registered Investment Adviser. Life Certain Wealth Strategies, LLC and Woodbury Financial Services, Inc are not affiliated entities