Directory of Professional Retirement Planners
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VERIFIED
Erie, CO 80516
877-807-4936
About Buffalo Financial Strategies
Every client's financial situation and goals are unique. As your LPL Investment Advisor Representative, we can guide you with experience and a systematic process that equips you to make fact-based decisions. Here's a snapshot of what you can count on in our work together.
See Disclosures
General Information
Firm Start Year
CRD#
4547413
Firm CRD#
6413
Insurance License#
CO 133058
States Licensed in
AZ, CA, CO, FL, KS, MI ,MO, MT, NE, NJ, NM, NC, PA, SC, SD, TX, VA
Years of Experience in Financial Services
24
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Portfolio Management
Services
Investment Types
Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Our Office, Phone, Email, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
LUTCF®, AWMA®
Securities Licenses
Series 66, Series 63, Series 7
Insurance and Annuity Licenses
Disability, Accident, Health, Life, Variable Annuity, Long Term Care, Variable Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Commissions, Based on Assets
Education
Bachelor of Arts - German & Business
University of Colorado
08/26/1996 -05/10/2002
Disclosures
Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.
The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
RetirementPlanning.net provides referrals to financial professionals of LPL Enterprise, LLC (LPLE). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf