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VERIFIEDMosaic Retirement Planning, LLC
7200 S. Alton Way, Suite B290
Centennial, CO 80112
720-617-4400
Heart and experience to help you reach your retirement goals
About Mosaic Retirement Planning, LLC
We are a primarily fee-based advisory firm, and we're not only obligated to act in your best interests, we wouldn't have it any other way. We believe that trust is paramount, which we believe we need to earn. This results in greater client satisfaction and referrals.
We believe it is in your best interest to create a fiduciary relationship with your advisor first, so you can be sure that any advice you hear is objective & in your best interest.
We are independent, to reduce any potential conflicts of your best interest & to maximize your potential. With no sales quotas or sales managers telling us to promote products, we can simply focus on the needs of the client. It's been said, "If you cast a wide net, you capture more fish!". Independent advisors are not constrained or incentivized to offer proprietary investments and products, rather, fee based advisors are highly motivated to grow and protect your money as much as possible, therefore, with more options to choose from, this can help clients lower their costs, risks or capture more opportunities for the client.
See Disclosures
General Information
Firm Start Year
2019
No. of Employees
2-4
CRD#
4461432
Firm CRD#
281213
Name of Broker/Dealer
CreativeOne Wealth, LLC
Name of Custodial Firm
Charles Schwab
Years of Experience in Financial Services
20
Number of Years with Current Firm
4
Work Experience
President & Founder, Mosaic Retirement Planning, LLC - 2019 - Present Senior Financial Planner, Paradigm Group, 2018-2019 Wealth Manager, A&I Financial Services, 2017-2018 Financial Planner, Life Certain Wealth Strategies, 2013-2017 Investment & Insurance Products Consultant, Jackson National Life, 2007-2013 Accountant and Internal Auditor, Metropolitan West Securities, 2000-2003
Work with the following types of clients
Individual Investors
Advisory Services Provided
Financial Planning for Individuals, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management
Services
Investment Types
Mutual Funds, Annuities
Can meet clients in the following ways
Our Office, Phone, Email, Your Home, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, MBA, CFS®, CTS®
Securities Licenses
Series 7, Series 63, Series 65
Firm Information
Firm's Number of Clients
107
Firm's Number of Planning Clients
70
Firm's Number of Managed Clients
70
Assets Managed by Firm
$35,000,000
Advisor's Number of Clients
107
Advisor's Number of Managed Clients
70
Advisor's Number of Planning Clients
70
Total Assets Under Management by Advisor
$35,000,000
Compensation and Fees
Minimum Portfolio Size for New Managed Accounts
$500,000
Education
MBA - MBA
Colorado State University
09/01/1999 -08/01/2000
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1888886/retirementplanning-Mosaic-Retirement-Planning,-LLC-detailed-disclosure.html
Disclaimer
Investment advisory services offered through CreativeOne Wealth, LLC a Registered Investment Adviser. CreativeOne Wealth, LLC and Mosaic Retirement Planning, LLC are unaffiliated entities. Licensed Insurance Professional. We are an independent financial services firm helping individuals create retirement strategies using a variety of investment and insurance products to custom suit their needs and objectives. Investing involves risk, including the loss of principal. No Investment strategy can guarantee a profit or protect against loss in a period of declining values. Any references to protection or lifetime income refer to fixed insurance products, never securities or investment products. Insurance and annuity products are backed by the financial strength and claims-paying ability of the issuing insurance company. 19144 - 2019/8/15 The information is not intended to be investment, legal or tax advice. The agent can provide information, but not advice related to social security benefits. The agent may be able to identify potential retirement income gaps and may introduce insurance products, such as an annuity, as a potential solution. For more information, contact the Social Security Administration office, or visit www.ssa.gov. Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the CFP® certification mark, the CERTIFIED FINANCIAL PLANNER™ certification mark, and the CFP® certification mark (with plaque design) logo in the United States, which it authorizes use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.