Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Stockton has 9 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 3 non-vetted advisors in your local area. These retirement advisors in Stockton, California have an average of 25 years of experience.
Shad Roundy
Merrill Lynch
Qualifications
CRD# 6180525
Firm CRD# 7691
Series 7, 66
Minimum Assets Required
$500,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Based on Assets
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Fee-Based
Qualifications
CRD# 108027
Firm CRD# 108027
Series 7, 65
Minimum Assets Required
$100,000
Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Investment Advice & Management.
Fee-Only, Based on Assets
Kristie Cahill
CFP®, CEP®
Haven Wealth Management
Qualifications
CRD# 4439727
Firm CRD# 281213
Series 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities.
Fee-Based, Based on Assets
David Roggenkamp
ChFC®
Commonwealth Financial Network
Qualifications
CRD# 1934091
Firm CRD# 8032
Series 7, 63
Minimum Assets Required
Not Specified
Not Specified.
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | FINDEC WEALTH SERVICES, INC. 3555 Deer Park Drive, Suite 160 Stockton, CA, 95219 | $780,025,545 | 1562 | 4 | A Percentage of AUM, Hourly charges, Fixed Fees |
2 | DKM WEALTH MANAGEMENT, INC. 10100 Trinity Parkway, Suite 450 Stockton, CA, 95219 | $186,453,799 | 388 | 2 | A Percentage of AUM, Fixed Fees |
3 | ATTENTIVE INVESTMENTS, LLC 5345 N El Dorado St., Suite 5 Stockton, CA, 95207 | $121,635,141 | 1193 | 2 | A Percentage of AUM, Hourly charges |
QualificationsFirm CRD# 311949
Assets Under Management $780,025,545
No. Of Clients1562
Clients Per Financial Advisor391
FINDEC WEALTH SERVICES, INC. is a financial advisory firm situated in Stockton, California. With a nearly $780M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1562 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 316778
Assets Under Management $186,453,799
No. Of Clients388
Clients Per Financial Advisor194
DKM WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Stockton, California. With a nearly $186M assets under management, the firm specializes in crafting personalized retirement planning solutions for 388 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 315478
Assets Under Management $121,635,141
No. Of Clients1193
Clients Per Financial Advisor597
ATTENTIVE INVESTMENTS, LLC is a financial advisory firm situated in Stockton, California. With a nearly $122M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1193 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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