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Find Retirement Advisors for Retirement Planning in Stockton, California

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Stockton, California

Last Updated - March 22, 2024

Stockton has 9 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 3 non-vetted advisors in your local area. These retirement advisors in Stockton, California have an average of 25 years of experience.

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List of Qualified Retirement Planning Advisors in Stockton, California

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Shad Roundy
Merrill Lynch

Qualifications
CRD# 6180525
Firm CRD# 7691
Series 7, 66

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Based on Assets

advisor-photo

Qualifications
CRD# 108027
Firm CRD# 108027
Series 7, 65

Minimum Assets Required
$100,000

Advisory Services:

Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Investment Advice & Management.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo
vector.svg VERIFIED

Kristie Cahill
CFP®, CEP®
Haven Wealth Management

Qualifications
CRD# 4439727
Firm CRD# 281213
Series 66

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Tax Advice and Services, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Based on Assets

advisor-photo
vector.svg VERIFIED

David Roggenkamp
ChFC®
Commonwealth Financial Network

Qualifications
CRD# 1934091
Firm CRD# 8032
Series 7, 63

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Top 3 Retirement Planning firms in Stockton, California (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
FINDEC WEALTH SERVICES, INC.
3555 Deer Park Drive, Suite 160
Stockton, CA, 95219
$780,025,54515624
A Percentage of AUM, Hourly charges, Fixed Fees
2
DKM WEALTH MANAGEMENT, INC.
10100 Trinity Parkway, Suite 450
Stockton, CA, 95219
$186,453,7993882
A Percentage of AUM, Fixed Fees
3
ATTENTIVE INVESTMENTS, LLC
5345 N El Dorado St., Suite 5
Stockton, CA, 95207
$121,635,14111932
A Percentage of AUM, Hourly charges

Information on Top Retirement Planning firms in Stockton, California

QualificationsFirm CRD# 311949

Assets Under Management $780,025,545

No. Of Clients1562

Clients Per Financial Advisor391

FINDEC WEALTH SERVICES, INC. is a financial advisory firm situated in Stockton, California. With a nearly $780M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1562 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 316778

Assets Under Management $186,453,799

No. Of Clients388

Clients Per Financial Advisor194

DKM WEALTH MANAGEMENT, INC. is a financial advisory firm situated in Stockton, California. With a nearly $186M assets under management, the firm specializes in crafting personalized retirement planning solutions for 388 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 315478

Assets Under Management $121,635,141

No. Of Clients1193

Clients Per Financial Advisor597

ATTENTIVE INVESTMENTS, LLC is a financial advisory firm situated in Stockton, California. With a nearly $122M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1193 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

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