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CALDWELL SUTTER CAPITAL, INC.
30 Liberty Ship Way #3225
Sausalito, California 94965
Tel: 415-962-2526
About CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC, formally registered with the SEC as CALDWELL SUTTER CAPITAL, INC. The firm was established in 02/08/2006. They have over 3 offices throughout the country.
CALDWELL SUTTER CAPITAL, INC. is a Sausalito, California based Financial Planning firm with nearly $571,092,070 assets under management, offering retirement planning & investment advisory services to 1225 clients. The firm is staffed with 20 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 10489 |
| SEC# | 801-66098 |
| Assets Managed by Firm | $571,092,070 |
| No. of Clients | 1225 |
| No. of Advisors | 20 |
Fee Structure
- A percentage of AUM
- Commission Based
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 1225 | $571,092,070 |
| Individuals (other than high net worth individuals) | 377 | $141,580,265 |
| High net worth individuals | 149 | $405,933,750 |
| Pension and profit sharing plans | Fewer than 5 clients | $2,591,813 |
| Charitable organizations | Fewer than 5 clients | $473,649 |
| Corporations or other businesses | 7 | $20,512,593 |
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