SARATOGA RESEARCH & INVESTMENT MANAGEMENT

14471 Big Basin Way, Suite E
Saratoga, California 95070
Tel: (408) 741-2330

About SARATOGA RESEARCH & INVESTMENT MANAGEMENT

SARATOGA RESEARCH & INVESTMENT MANAGEMENT, formally registered with the SEC as SARATOGA RESEARCH & INVESTMENT MANAGEMENT. The firm was established in 07/03/2000. They have over 6 offices throughout the country.

SARATOGA RESEARCH & INVESTMENT MANAGEMENT is a Saratoga, California based Financial Planning firm with nearly $2,740,178,823 assets under management, offering retirement planning & investment advisory services to 3207 clients. The firm is staffed with 23 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	110506
SEC#	801-57695
Assets Managed by Firm	$2,740,178,823
No. of Clients	3207
No. of Advisors	23

Fee Structure

A percentage of AUM

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Other (SECURITIES RESEARCH)

Firm Client Information

	No. of Clients	AUM
Firm Total	3207	$2,740,178,823
Individuals (other than high net worth individuals)	2493	$834,186,257
High net worth individuals	456	$1,091,738,295
Pension and profit sharing plans	93	$79,319,931
Charitable organizations	46	$95,348,745
Corporations or other businesses	117	$386,992,168

More Retirement Planning firms in Saratoga, California:

Firm Name	Assets Under Management	Total Clients	Total Advisors
CAPITAL RESEARCH AND MANAGEMENT COMPANY 333 S Hope Street, 55th Floor Los Angeles, CA, 90071-1406	$3,315,358,763,219	22262	1384
BLACKROCK FUND ADVISORS 400 Howard Street San Francisco, CA, 94105	$3,047,294,350,591	522	700
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 Newport Center Drive Newport Beach, CA, 92660	$2,615,929,249,500	2811	3194
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC 211 Main Street San Francisco, CA, 94105	$1,098,805,397,188	304509	857
FRANKLIN ADVISERS, INC. One Franklin Parkway, Building 970, 1st Floor San Mateo, CA, 94403	$467,015,634,913	18979	408

Explore More Retirement Advisors in Saratoga, California

RetirementPlanning.net is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. RetirementPlanning.net matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. RetirementPlanning.net, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.