PROSPERITY ROAD, LLC

12341 Newport Avenue
Ste. A-100
Santa Ana, California 92705
Tel: (714) 241-0212

About PROSPERITY ROAD, LLC

PROSPERITY ROAD, LLC, formally registered with the SEC as PROSPERITY ROAD, LLC. The firm was established in 06/12/2020. They have over 1 offices throughout the country.

PROSPERITY ROAD, LLC is a Santa Ana, California based Financial Planning firm with nearly $143,336,933 assets under management, offering retirement planning & investment advisory services to 63 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	281894
SEC#	801-118900
Assets Managed by Firm	$143,336,933
No. of Clients	63
No. of Advisors	4

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	63	$143,336,933
Individuals (other than high net worth individuals)	35	$32,387,841
High net worth individuals	21	$71,753,393
Pension and profit sharing plans	Fewer than 5 clients	$4,243,497
Charitable organizations	Fewer than 5 clients	$618,866
Corporations or other businesses	Fewer than 5 clients	$34,333,336

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