National Retirement Planning Experts

National Coverage
Local Professionals

THE PUTNEY FINANCIAL GROUP LLC

100 Smith Ranch Road
Suite 110
San Rafael, California 94903
Tel: 415-460-1990

Need a Financial Advisor?
Compare Vetted Advisors

About THE PUTNEY FINANCIAL GROUP LLC

THE PUTNEY FINANCIAL GROUP LLC, formally registered with the SEC as THE PUTNEY FINANCIAL GROUP LLC. The firm was established in 01/09/2004. They have over 1 offices throughout the country.

THE PUTNEY FINANCIAL GROUP LLC is a San Rafael, California based Financial Planning firm with nearly $187,290,545 assets under management, offering retirement planning & investment advisory services to 992 clients. The firm is staffed with 7 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#111639
SEC#801-62638
Assets Managed by Firm$187,290,545
No. of Clients992
No. of Advisors7

Fee Structure

  • A percentage of AUM

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals and newsletters

Firm Client Information

No. of ClientsAUM
Firm Total992$187,290,545
Individuals (other than high net worth individuals)110$23,768,513
High net worth individuals115$163,522,032

More Retirement Planning firms in San Rafael, California:

Firm NameAssets Under ManagementTotal ClientsTotal Advisors
CAPITAL RESEARCH AND MANAGEMENT COMPANY
333 S Hope Street, 55th Floor
Los Angeles, CA, 90071-1406
$3,315,358,763,219222621384
BLACKROCK FUND ADVISORS
400 Howard Street
San Francisco, CA, 94105
$3,047,294,350,591522700
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
650 Newport Center Drive
Newport Beach, CA, 92660
$2,615,929,249,50028113194
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
211 Main Street
San Francisco, CA, 94105
$1,098,805,397,188304509857
FRANKLIN ADVISERS, INC.
One Franklin Parkway, Building 970, 1st Floor
San Mateo, CA, 94403
$467,015,634,91318979408

Explore More Retirement Advisors in San Rafael, California