Directory of Professional Retirement Planners
National Coverage
Local Professionals
Home > Retirement Planners > california > san rafael > SPECTRUM FINANCIAL MANAGEMENT
SPECTRUM FINANCIAL MANAGEMENT
899 Northgate Drive
Suite 305
San Rafael, California 94903
Tel: 415-472-7300
About SPECTRUM FINANCIAL MANAGEMENT
SPECTRUM FINANCIAL MANAGEMENT, formally registered with the SEC as SPECTRUM FINANCIAL MANAGEMENT. The firm was established in 07/01/2003. They have over 1 offices throughout the country.
SPECTRUM FINANCIAL MANAGEMENT is a San Rafael, California based Financial Planning firm with nearly $227,925,992 assets under management, offering retirement planning & investment advisory services to 143 clients. The firm is staffed with 4 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 127746 |
| SEC# | 801-62255 |
| Assets Managed by Firm | $227,925,992 |
| No. of Clients | 143 |
| No. of Advisors | 4 |
Fee Structure
- A percentage of AUM
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 143 | $227,925,992 |
| Individuals (other than high net worth individuals) | 63 | $32,642,866 |
| High net worth individuals | 80 | $195,283,126 |
More Retirement Planning firms in San Rafael, California:
| Firm Name | Assets Under Management | Total Clients | Total Advisors |
|---|---|---|---|
| $3,315,358,763,219 | 22262 | 1384 | |
| $3,047,294,350,591 | 522 | 700 | |
| $2,615,929,249,500 | 2811 | 3194 | |
| $1,098,805,397,188 | 304509 | 857 | |
| $467,015,634,913 | 18979 | 408 |
Explore More Retirement Advisors in San Rafael, California