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VERIFIEDJarret Rodriguez
Homestead Wealth Management
413 East Foothill Boulevard, Suite 100
San Dimas, CA 91773
909-667-0587
About Homestead Wealth Management
In today's busy world, clients are looking for different ways to engage with financial professionals. Some clients would like help with investment management, while others are focused on financial planning questions. When should I file for social security benefits, manage my 401k, what benefits package should I choose. These are a few of the questions that individuals have. We can simplify what seems complex by offering clients options on how they work with us at Homestead Wealth Management.
As an independent boutique wealth management firm, we offer a personalized experience for those looking to develop a trusted relationship. Our clients will never feel as if they are small fish in a big pond.
See Disclosures
General Information
Firm Start Year
1989
No. of Employees
2-4
CRD#
4977996
Firm CRD#
6413
Insurance License#
0F12433
Name of Broker/Dealer
LPL Financial
States Licensed in
CA, AZ, CO, FL, MN, NV, OR, VA, WA
Years of Experience in Financial Services
21
Number of Years with Current Firm
21
Work Experience
Morgan Stanley, Merrill Lynch, Wells Fargo Advisors, and LPL Financial
Work with the following types of clients
Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Risk Management, Financial Advice & Consulting, Investment Advice & Management
Services
Investment Types
Bonds, Stocks, Exchange Traded Funds (ETFs), Insurance, Annuities
Can meet clients in the following ways
Phone, Our Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®, CIMA®
Securities Licenses
Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Life, Annuity, Disability
Firm Information
Advisor's Number of Clients
105
Advisor's Number of Managed Clients
105
Advisor's Number of Planning Clients
105
Total Assets Under Management by Advisor
$100,000,0000
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Hourly, Based on Assets, Flat Fee
Fee % Based on Assets
.95
Additional Details on Charges
The advisory fee is inclusive of trading, financial planning, and tax planning. The annual advisory rate is based on total assets held with Homestead. Our rates start at 1.25% and go down to .45%.
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
Securities and advisory services are offered through LPL Financial, a registered investment advisor, member FINRA/SIPC. www.finra.org, www.sipc.org.
Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness.
The LPL Financial registered representatives associated with this page may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.