RICE HALL JAMES & ASSOCIATES LLC

600 West Broadway Suite 1000
San Diego, California 92101
Tel: 619-239-9005

About RICE HALL JAMES & ASSOCIATES LLC

RICE HALL JAMES & ASSOCIATES LLC, formally registered with the SEC as RICE HALL JAMES & ASSOCIATES LLC. The firm was established in 02/13/2003. They have over 2 offices throughout the country.

RICE HALL JAMES & ASSOCIATES LLC is a San Diego, California based Financial Planning firm with nearly $1,740,724,495 assets under management, offering retirement planning & investment advisory services to 286 clients. The firm is staffed with 27 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	125410
SEC#	801-61905
Assets Managed by Firm	$1,740,724,495
No. of Clients	286
No. of Advisors	27

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (OTHER: WRAP)

Firm Client Information

	No. of Clients	AUM
Firm Total	286	$1,740,724,495
Individuals (other than high net worth individuals)	150	$203,244,201
High net worth individuals	82	$92,958,117
Pension and profit sharing plans	5	$238,484,921
Charitable organizations	14	$63,291,652
Corporations or other businesses	13	$247,889,864

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