WESTERN INTERNATIONAL SECURITIES

70 S. Lake Ave.
Ste. 700
Pasadena, California 91101
Tel: (888) 793-7717

About WESTERN INTERNATIONAL SECURITIES

WESTERN INTERNATIONAL SECURITIES, formally registered with the SEC as WESTERN INTERNATIONAL SECURITIES. The firm was established in 03/31/2008. They have over 88 offices throughout the country.

WESTERN INTERNATIONAL SECURITIES is a Pasadena, California based Financial Planning firm with nearly $3,687,422,987 assets under management, offering retirement planning & investment advisory services to 12197 clients. The firm is staffed with 461 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	39262
SEC#	801-68953
Assets Managed by Firm	$3,687,422,987
No. of Clients	12197
No. of Advisors	461

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	12197	$3,687,422,987
Individuals (other than high net worth individuals)	6855	$1,698,599,008
High net worth individuals	699	$1,773,622,045
Pension and profit sharing plans	128	$87,656,915
Charitable organizations	9	$9,574,665
Corporations or other businesses	78	$117,970,354

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