FLAHERTY & CRUMRINE INCORPORATED

301 E Colorado Blvd
Suite 800
Pasadena, California 91101-1911
Tel: 626-795-7300

About FLAHERTY & CRUMRINE INCORPORATED

FLAHERTY & CRUMRINE INCORPORATED, formally registered with the SEC as FLAHERTY & CRUMRINE INCORPORATED. The firm was established in 07/21/1983. They have over 2 offices throughout the country.

FLAHERTY & CRUMRINE INCORPORATED is a Pasadena, California based Financial Planning firm with nearly $3,902,574,340 assets under management, offering retirement planning & investment advisory services to 17 clients. The firm is staffed with 13 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105499
SEC#	801-19384
Assets Managed by Firm	$3,902,574,340
No. of Clients	17
No. of Advisors	13

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	17	$3,902,574,340
Charitable organizations	Fewer than 5 clients	$3,096,163

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