SPECTRUM ASSET MANAGEMENT INC

1301 Dove Street
Suite 720
Newport Beach, California 92660-2453
Tel: 949-717-3400

About SPECTRUM ASSET MANAGEMENT INC

SPECTRUM ASSET MANAGEMENT INC, formally registered with the SEC as SPECTRUM ASSET MANAGEMENT INC. The firm was established in 09/04/1987. They have over 3 offices throughout the country.

SPECTRUM ASSET MANAGEMENT INC is a Newport Beach, California based Financial Planning firm with nearly $646,454,683 assets under management, offering retirement planning & investment advisory services to 921 clients. The firm is staffed with 11 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	111007
SEC#	801-30377
Assets Managed by Firm	$646,454,683
No. of Clients	921
No. of Advisors	11

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	921	$646,454,683
Individuals (other than high net worth individuals)	177	$80,418,273
High net worth individuals	127	$476,288,186
Pension and profit sharing plans	Fewer than 5 clients	$5,809,282
Charitable organizations	Fewer than 5 clients	$6,880,927
Corporations or other businesses	Fewer than 5 clients	$847,735

More Retirement Planning firms in Newport Beach, California:

Firm Name	Assets Under Management	Total Clients	Total Advisors
CAPITAL RESEARCH AND MANAGEMENT COMPANY 333 S Hope Street, 55th Floor Los Angeles, CA, 90071-1406	$3,315,358,763,219	22262	1384
BLACKROCK FUND ADVISORS 400 Howard Street San Francisco, CA, 94105	$3,047,294,350,591	522	700
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 Newport Center Drive Newport Beach, CA, 92660	$2,615,929,249,500	2811	3194
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC 211 Main Street San Francisco, CA, 94105	$1,098,805,397,188	304509	857
FRANKLIN ADVISERS, INC. One Franklin Parkway, Building 970, 1st Floor San Mateo, CA, 94403	$467,015,634,913	18979	408

Explore More Retirement Advisors in Newport Beach, California

RetirementPlanning.net is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. RetirementPlanning.net matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. RetirementPlanning.net, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.