TCW INVESTMENT MANAGEMENT COMPANY LLC

515 South Flower Street
Los Angeles, California 90071
Tel: 213-244-0000

About TCW INVESTMENT MANAGEMENT COMPANY LLC

TCW INVESTMENT MANAGEMENT COMPANY LLC, formally registered with the SEC as TCW INVESTMENT MANAGEMENT COMPANY LLC. The firm was established in 02/18/1987. They have over 8 offices throughout the country.

TCW INVESTMENT MANAGEMENT COMPANY LLC is a Los Angeles, California based Financial Planning firm with nearly $39,896,609,596 assets under management, offering retirement planning & investment advisory services to 4569 clients. The firm is staffed with 403 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106546
SEC#	801-29075
Assets Managed by Firm	$39,896,609,596
No. of Clients	4569
No. of Advisors	403

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS)

Firm Client Information

	No. of Clients	AUM
Firm Total	4569	$39,896,609,596
Individuals (other than high net worth individuals)	4302	$1,816,397,215
High net worth individuals	11	$93,575,777
Pension and profit sharing plans	43	$379,555,284
Charitable organizations	53	$62,047,871
Corporations or other businesses	95	$134,890,636

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