LEGION PARTNERS ASSET MANAGEMENT, LLC

12121 Wilshire Blvd
Suite 1240
Los Angeles, California 90025
Tel: 424-253-1774

About LEGION PARTNERS ASSET MANAGEMENT, LLC

LEGION PARTNERS ASSET MANAGEMENT, LLC, formally registered with the SEC as LEGION PARTNERS ASSET MANAGEMENT, LLC. The firm was established in 06/04/2012. They have over 2 offices throughout the country.

LEGION PARTNERS ASSET MANAGEMENT, LLC is a Los Angeles, California based Financial Planning firm with nearly $445,997,000 assets under management, offering retirement planning & investment advisory services to 6 clients. The firm is staffed with 5 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	164136
SEC#	801-76750
Assets Managed by Firm	$445,997,000
No. of Clients	6
No. of Advisors	5

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	6	$445,997,000

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