CITY NATIONAL SECURITIES, INC.

555 South Flower Street
11th Floor
Los Angeles, California 90071
Tel: 310-888-6400

About CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC, formally registered with the SEC as CITY NATIONAL SECURITIES, INC. The firm was established in 03/22/2010. They have over 19 offices throughout the country.

CITY NATIONAL SECURITIES, INC. is a Los Angeles, California based Financial Planning firm with nearly $1,591,349,877 assets under management, offering retirement planning & investment advisory services to 2004 clients. The firm is staffed with 78 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	103705
SEC#	801-71181
Assets Managed by Firm	$1,591,349,877
No. of Clients	2004
No. of Advisors	78

Fee Structure

A percentage of AUM
Other (MUTUAL FUND FEES, BROKER FEES & TRANSACTION FEES)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	2004	$1,591,349,877
Individuals (other than high net worth individuals)	1116	$424,224,393
High net worth individuals	352	$802,716,206
Pension and profit sharing plans	54	$83,317,526
Charitable organizations	21	$74,226,957
Corporations or other businesses	95	$206,864,795

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