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David Roggenkamp

Commonwealth Financial Network

700 Larkspur Landing Circle, Suite 199

location-iconLarkspur, CA 94939

call-icon415-785-4540

Committed to quality and community since our founding in 1979.

About Commonwealth Financial Network

Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships.


Client references furnished upon request. https://www.davidroggenkamp.com/



See Disclosures

General Information

Firm Start Year

1989

CRD#

1934091

Firm CRD#

8032

Name of Broker/Dealer

COMMONWEALTH FINANCIAL NETWORK

Years of Experience in Financial Services

31

Number of Years with Current Firm

8

Work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Insurance, Annuities, Stocks, Bonds, Options & Futures, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Our Offices, Video Conference, Email, Phone, Our Office, Your Office

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

ChFC®

Securities Licenses

Series 7, Series 63

Insurance and Annuity Licenses

Life, Annuity, Disability

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Hourly, Commissions, Flat Fee

Disclosures

RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.


Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032

Additional Detailed Disclosures
https://content.commonwealth.com/media/RetirementPlanning.netPromoterDisclosure_David_Roggenkamp.pdf

Disclaimer

David Roggenkamp (CA Insurance Lic. #0815747) is a Registered Representative and an Investment Adviser Representative with/and offers securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services are separate from and not offered through Commonwealth Financial Network®. The Financial Advisor(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Please check Broker Check for a list of current registrations.