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VERIFIEDDavid Roggenkamp
Commonwealth Financial Network
700 Larkspur Landing Circle, Suite 199
Larkspur, CA 94939
415-785-4540
Committed to quality and community since our founding in 1979.
About Commonwealth Financial Network
Commonwealth wants you to succeed! Working with us will help you achieve financial independence. Together, we'll implement and monitor a comprehensive process for managing assets and can advise you on most other aspects of your financial life. We typically establish lifelong client relationships.
Client references furnished upon request. https://www.davidroggenkamp.com/
See Disclosures
General Information
Firm Start Year
1989
CRD#
1934091
Firm CRD#
8032
Name of Broker/Dealer
COMMONWEALTH FINANCIAL NETWORK
Years of Experience in Financial Services
31
Number of Years with Current Firm
3
Work with the following types of clients
Businesses, Individual Investors
Services
Investment Types
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Your Office, Video Conference, Our Offices, Our Office, Phone, Email
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®
Securities Licenses
Series 63, Series 7
Insurance and Annuity Licenses
Annuity, Life, Disability
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Commissions, Flat Fee, Hourly, Based on Assets
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032
Additional Detailed Disclosures
https://content.commonwealth.com/media/RetirementPlanning.netPromoterDisclosure_David_Roggenkamp.pdf
Disclaimer
This communication is strictly intended for individuals residing in the states of CA, ID, KY, MA, NC, NV, NY, OR, PA, TX, VA, WA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA/SIPC, a Registered Investment Adviser.