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Home > Retirement Planners > california > la jolla > CARTER FINANCIAL, LLC
CARTER FINANCIAL, LLC
4225 Executive Square
Suite 1030
La Jolla, California 92037
Tel: 858-678-0579
About CARTER FINANCIAL, LLC
CARTER FINANCIAL, LLC, formally registered with the SEC as CARTER FINANCIAL, LLC. The firm was established in 08/29/2019. They have over 1 offices throughout the country.
CARTER FINANCIAL, LLC is a La Jolla, California based Financial Planning firm with nearly $223,227,010 assets under management, offering retirement planning & investment advisory services to 560 clients. The firm is staffed with 3 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 298327 |
| SEC# | 801-117265 |
| Assets Managed by Firm | $223,227,010 |
| No. of Clients | 560 |
| No. of Advisors | 3 |
Fee Structure
- A percentage of AUM
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 560 | $223,227,010 |
| Individuals (other than high net worth individuals) | 66 | $7,655,711 |
| High net worth individuals | 108 | $214,751,820 |
| Corporations or other businesses | Fewer than 5 clients | $819,479 |
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