SB CAPITAL MANAGEMENT, INC.

6345 Balboa Blvd., Building 4
Suite 375
Encino, California 91316
Tel: 818-774-1000 X 105

About SB CAPITAL MANAGEMENT, INC.

SB CAPITAL MANAGEMENT, INC, formally registered with the SEC as SB CAPITAL MANAGEMENT, INC. The firm was established in 06/24/2003. They have over 1 offices throughout the country.

SB CAPITAL MANAGEMENT, INC. is a Encino, California based Financial Planning firm with nearly $1,094,221,923 assets under management, offering retirement planning & investment advisory services to 1403 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	126826
SEC#	801-62160
Assets Managed by Firm	$1,094,221,923
No. of Clients	1403
No. of Advisors	6

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Performance Based
Other (ADVISORY REFERRAL FEES)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	1403	$1,094,221,923
Individuals (other than high net worth individuals)	183	$213,011,649
High net worth individuals	38	$751,634,784
Pension and profit sharing plans	59	$96,928,382
Charitable organizations	15	$23,146,515
Corporations or other businesses	5	$9,500,593

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