KAYE CAPITAL MANAGEMENT

713 Campus Square West
El Segundo, California 90245
Tel: 310-207-5293

About KAYE CAPITAL MANAGEMENT

KAYE CAPITAL MANAGEMENT, formally registered with the SEC as KAYE CAPITAL MANAGEMENT. The firm was established in 04/21/2000. They have over 1 offices throughout the country.

KAYE CAPITAL MANAGEMENT is a El Segundo, California based Financial Planning firm with nearly $743,162,481 assets under management, offering retirement planning & investment advisory services to 1205 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	109329
SEC#	801-57510
Assets Managed by Firm	$743,162,481
No. of Clients	1205
No. of Advisors	6

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Other (PERCENTAGE RETIREMENT ASSETS UNDER ADVISEMENT)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	1205	$743,162,481
Individuals (other than high net worth individuals)	149	$52,066,362
High net worth individuals	157	$257,857,629
Pension and profit sharing plans	494	$422,802,359
Charitable organizations	2	$9,327,730
Corporations or other businesses	3	$1,108,401

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CHARLES SCHWAB INVESTMENT MANAGEMENT, INC 211 Main Street San Francisco, CA, 94105	$1,098,805,397,188	304509	857
FRANKLIN ADVISERS, INC. One Franklin Parkway, Building 970, 1st Floor San Mateo, CA, 94403	$467,015,634,913	18979	408

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