We believe in continuing to set goals and imagine different futures.
Our mission is as consistent as the attention it provides: to have a dedicated, enduring relationship with clients, helping to grow and preserve their wealth while achieving their personal milestones and long-term goals.
Our rich investment experience enables us to craft a fully integrated wealth plan that embraces all aspects of a client's life. From those looking toward retirement or college to maximizing wealth for the next generation, or to minimizing tax exposure, our process provides strategies based on the client's overall investment goals.
We have the client's objective in mind when developing a fully personalized portfolio. We take an analytic look at a variety of financial strategies and how these may impact future cash flow and the ability to reach the client's goals.
To help ensure each client's plan moves in sync with their goals, asset allocations* are monitored and rebalanced based on changes in market conditions, client situations, and future ambitions.
*Asset allocation does not assure or guarantee better performance and cannot eliminate the risk of investment losses.
See Disclosures
Firm Start Year
2009
No. of Employees
2-4
automated call
Yes
CRD#
3051604
Firm CRD#
37031
States Licensed in
AZ, IL, FL
Years of Experience in Financial Services
26
Number of Years with Current Firm
17
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Planning for Individuals, Education Funding and Planning, Risk Management
Investment Types
Mutual Funds, Insurance, Bonds, Annuities
Can meet clients in the following ways
Email, Your Office, Phone, Video Conference, Your Home
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Securities Licenses
Series 65, Series 6
Insurance and Annuity Licenses
Variable Annuity, Variable Life, Life, Health, Annuity, HMO, Long Term Care
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Commissions
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Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1892683/retirementplanning-Capital-Synergies-detailed-disclosure.html