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Home > Retirement Planners > arizona > tempe > SEROS FINANCIAL, LLC
SEROS FINANCIAL, LLC
2141 East Broadway Rd.
Suite 220
Tempe, Arizona 85282
Tel: 480-967-1155
About SEROS FINANCIAL, LLC
SEROS FINANCIAL, LLC, formally registered with the SEC as SEROS FINANCIAL, LLC. The firm was established in 03/25/2021. They have over 1 offices throughout the country.
SEROS FINANCIAL, LLC is a Tempe, Arizona based Financial Planning firm with nearly $187,467,128 assets under management, offering retirement planning & investment advisory services to 688 clients. The firm is staffed with 6 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
| Firm CRD# | 166808 |
| SEC# | 801-120609 |
| Assets Managed by Firm | $187,467,128 |
| No. of Clients | 688 |
| No. of Advisors | 6 |
Fee Structure
- A Percentage of AUM
- Hourly charges
- Subscription Fees
- Fixed Fees
Advisory Services Provided
- Financial Planning
- Portfolio Management for Individuals
- Selection of Other Advisors
- Publication of periodicals or Newsleters
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 688 | $187,467,128 |
| Individuals (other than high net worth individuals) | 315 | $90,049,781 |
| High net worth individuals | 34 | $91,526,520 |
| Pension and profit sharing plans | 12 | $5,085,628 |
| Charitable organizations | 1 | $19,199 |
| Corporations or other businesses | 6 | $786,000 |
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|---|---|---|---|
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