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Home > Retirement Planners > arizona > tempe > SEROS FINANCIAL, LLC
SEROS FINANCIAL, LLC
2141 East Broadway Rd.
Suite 220
Tempe, Arizona 85282
Tel: 480-967-1155
About SEROS FINANCIAL, LLC
SEROS FINANCIAL, LLC, formally registered with the SEC as SEROS FINANCIAL, LLC. The firm was established in 03/25/2021. They have over 1 offices throughout the country.
SEROS FINANCIAL, LLC is a Tempe, Arizona based Financial Planning firm with nearly $260,841,497 assets under management, offering retirement planning & investment advisory services to 890 clients. The firm is staffed with 4 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 166808 |
| SEC# | 801-120609 |
| Assets Managed by Firm | $260,841,497 |
| No. of Clients | 890 |
| No. of Advisors | 4 |
Fee Structure
- A percentage of AUM
- Hourly charges
- Subscription fees
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
- Publication of periodicals and newsletters
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 890 | $260,841,497 |
| Individuals (other than high net worth individuals) | 325 | $105,394,374 |
| High net worth individuals | 67 | $137,527,904 |
| Pension and profit sharing plans | 4 | $15,119,131 |
| Charitable organizations | 1 | $25,299 |
| Corporations or other businesses | 3 | $2,774,789 |
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