L. ROY PAPP & ASSOCIATES, LLP

2201 E. Camelback Road
Suite 227b
Phoenix, Arizona 85016
Tel: 602-956-0980

About L. ROY PAPP & ASSOCIATES, LLP

L ROY PAPP & ASSOCIATES, LLP, formally registered with the SEC as L ROY PAPP & ASSOCIATES, LLP. The firm was established in 10/01/1989. They have over 1 offices throughout the country.

L. ROY PAPP & ASSOCIATES, LLP is a Phoenix, Arizona based Financial Planning firm with nearly $1,534,106,429 assets under management, offering retirement planning & investment advisory services to 1833 clients. The firm is staffed with 10 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105130
SEC#	801-35594
Assets Managed by Firm	$1,534,106,429
No. of Clients	1833
No. of Advisors	10

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients
Pesnsion consulting services

Firm Client Information

	No. of Clients	AUM
Firm Total	1833	$1,534,106,429
Individuals (other than high net worth individuals)	236	$123,364,484
High net worth individuals	322	$1,205,147,167
Pension and profit sharing plans	10	$37,454,266
Charitable organizations	25	$73,731,602
Corporations or other businesses	50	$51,532,904

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