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VERIFIEDAaron C. Montez
Validus Financial Associates
8877 West Union Hills Drive Suite 540
Peoria, AZ 85382
623-825-1020
About Validus Financial Associates
Validus Financial Associates provides you access to a highly experienced group of professionals who provide a collaborative approach to help you toward realizing your stated goals. We help you define your vision for the future and create a clear, concise course of action to optimize your potential for financial success. Additionally, as part of your financial plan we will factor in all aspects of your financial situation including how taxes, timing and other factors may affect your portfolio now and in the future.
See Disclosures
General Information
Firm Start Year
CRD#
4108246
Firm CRD#
6413
Name of Broker/Dealer
LPL Financial
States Licensed in
AZ
Years of Experience in Financial Services
22
Number of Years with Current Firm
8
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Planning for Businesses, Financial Advice & Consulting, Investment Advice & Management, Financial Planning for Individuals, Education Funding and Planning, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts
Services
Investment Types
Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Commodities, Alternative Investments
Can meet clients in the following ways
Email, Phone, Our Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 24, Series 7, Series 6, Series 63, Series 66
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life, Disability
Firm Information
Total Assets Under Management by Advisor
350,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Based on Assets
Education
Bachelor of Science - Finance
ASU
09/07/1994 -05/10/2001
Disclosures
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LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
LPL RetirementPlanning.net Cash Solicitor Disclosure
Disclaimer
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