Independent Financial Services firm utilizing LPL Financial as its Broker/Dealer. Attention to detail with focused skill set on Financial Planning, Investment Management and Insurance. A complete detailed structure around services and the annual client experience in working with us.

Firm Start Year

2011

No.of Employees

2-4

CRD#

4157722

Firm CRD#

6413

Insurance License#

267792

Name of Broker/Dealer

LPL Financial

Years of Experience in Financial Services

22

Number of Years with Current Firm

10

Work Experience

A dedicated financial services professional with well over two decades of service to families, Craigs's Series 7 is held by LPL Financial and his Series 66 is held with Strategic Wealth Advisors Group for Life, Long Term Care & Disability Insurance. In 2011, Craig left his role as financial advisor with Merrill Lynch after more than eleven years to open his Independent financial services firm. Prior to his career as an Advisor, Craig was an independent property and casualty insurance agent for 9 years.

In 2004, he earned his CRPC®, Chartered Retirement Planning Counselor designation from the College for Financial Planning. He continues to further his education through Western Washington University, College for Financial Planning, The American College and other institutions to broaden his views.

Check the background of investment professionals associated with this site on FINRA's BrokerCheck.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning

Investment Types

Commodities, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Mortgages & Real Estate, Alternative Investments, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Phone, Our Offices, Your Home, Your Office, Our Office, Video Conference

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CRPC^®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Advisor's Number of Clients

180

Advisor's Number of Planning Clients

180

Assets Managed by Advisor

100 Million

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

250,000

Compensation Methods

Flat Fee

Additional Details on Charges

$100,000-$1.5 Million 1.00% $1.5 to $3 Million 0.90% 3 Million to 5 Million 0.80% 5 Million to 7 Million 0.70% 7 Million to 10 Million 0.60% 10 Million + 0.50%

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Strategic Wealth Advisors Group LLC, a registered investment advisor. MultiGen Wealth Services and Strategic Wealth Advisors Group are separate entities from LPL Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AK, AZ, CA, FL, ID, MO, MT, NE, OR, PA, TX, UT, VA, VT, WA