National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Thomas Marshall

Virginia Estate and Retirement Planning Advisors, Inc.

4870 Sadler Rd
Suite 300

Glen Allen, VA 23060
(804) 2055081

Tax Advice, Estate Planning, Investment Advice

About Virginia Estate and Retirement Planning Advisors, Inc.

At Virginia Estate and Retirement Planning Advisors, Inc., we embrace our role as a fiduciary, a responsibility that means we must always act with your best interest in mind. As a fiduciary, we are different from traditional financial advisors who are brokers. It's a distinction we are proud of and that benefits you:

* Unlike a broker, we are not licensed to sell you securities. * We are a Registered Investment Advisor and only sell you our advice. * You need not worry about hidden fees or a hidden agenda because, as an RIA, we are required by law to fully disclose any conflicts of interest we have in serving you. * We are an independent, privately owned firm with deep roots in the community. * We don't have a huge marketing budget and rely on referrals from our clients to grow our business, so we are directly motivated to please every client we serve. * As an independent advisory, we choose financial products and services that are best suited for you unbiased by the demands and sales quotas that could be imposed by a corporate parent. * Our entire focus is on developing and managing a comprehensive financial strategy that meets your unique needs. * You receive personal attention and advice from professionals who come to know you.

General Information

Firm Start Year

2004

No.of Employees

5-9

CRD#

1941207

Firm CRD#

151510

Name of Custodial Firm

Charles Schwab, Folio Institutional

States Licensed in

Virginia

Years of Experience in Financial Services

25

Number of Years with Current Firm

15

Work Experience

A well-known financial educator, Thomas P. Marshall is President of Virginia Estate and Retirement Planning Advisors, Inc., an independent, fee-based financial planning and investment advisory firm. His expertise is helping retirees and those soon to retire avoid common, costly financial mistakes. Tom has advised over 800 retirees and pre-retirees, including past employees of the U.S. Government, Wyeth Pharmaceuticals, DuPont, CSX Corporation, Dominion Resources, Capital One Financial Corporation, and many others. He has been assisting investors for over 20 years.

Tom was recently voted "Best Local Financial Planner" by the readers of Style Weekly and in the past has been voted "Best Financial Planner" by the readers of Virginia Living magazine.

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, At my office, Via phone, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA

Securities Licenses

Series 63, Series 65

Insurance and Annuity Licenses

Health, Life

Firm Information

Firm's Number of Clients

120

Assets Managed by Firm

$50,000,000

Assets Managed by Advisor

$50,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Hourly

Additional Details on Charges

Charges are based on work needed by client. All fees are negotiable.

Minimum Fee Charged for Managed Accounts

$2,500

Minimum Fee Charged for Hourly Planning Accounts

$150

Minimum Fee Charged for Flat Fee Accounts

$300

Education

Master of Business Administration - Finance

Vanderbilt University
-

Master of Divinity - Divinity

Virginia Union University
-

Bachelor of Arts -

Virginia Military Institute
-

Disclosures

www.myverpa.com