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Steven Dick

Sapiat Asset Management

705 Professional Plaza Drive
Suite 2

Greeneville, TN 37745
(423) 6361800

Real Life. Real People. Real Solutions.

About Sapiat Asset Management

Sapiat Asset Management is a fee-only, independent registered investment advisor, specializing in goal oriented, financial planning and investment management for Individuals & Families, their Businesses, and the Trusts that benefit them.

Sapiat Asset Management provides real solutions to real people for real life. Working with customers coast-to-coast, we use our education, knowledge, skills, and resources to provide the proprietary processes, professional objectivity, and institutional discipline needed to create financial independence among the American Middle Class.

Both Sapiat Asset Management and its financial advisors act as fiduciaries at all times for all customers.

General Information

Firm Start Year

2003

No.of Employees

2-4

CRD#

4717606

Firm CRD#

282647

States Licensed in

Nationwide

Years of Experience in Financial Services

20

Number of Years with Current Firm

16

Work Experience

Steve has been in financial services since 1999, through 2 full economic cycles; flat markets, bull markets, bear markets, economic expansions, and economic recessions. This real-world experience has enabled him to refine his proprietary processes, professional objectivity, and institutional discipline.

In addition to his extensive professional experience, he has a B.A. Economics and has studied on scholarship at 2 world renowned economic think tanks; the Ludwig von Mises Institute at Auburn University and the Political Economy Research Center at Montana State University.

He is a firm believer in career-long professional education and attends 1-2 major international professional conferences each year to meet with & hear from industry thought leaders.

During his career he has earned the Certified Financial Planner (CFP), Chartered Financial Consultant (ChFC), Accredited Wealth Management Advisor (AWMA), and several other elite professional certifications.

I work with the following types of clients

Trusts, Individual Investors, Businesses

Services

Investment Types

Mortgages & Real Estate, Stocks, Options & Futures, Bonds, Annuities, Alternative Investments, Mutual Funds, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

At your office, Via email, Via phone, At my office, At your home, Video Conference

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Asset Management Specialist (AAMS®), Chartered Financial Consultant (ChFC®), CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Wealth Management Advisor(AWMA), Chartered Retirement Plans Specialist (CRPS®)

Securities Licenses

Series 63

Financial Organization Memberships

Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$25,000

Compensation Methods

Based on Assets

Minimum Fee Charged for Managed Accounts

$300.00

Education

B.A. - Economics

University of Alaska Fairbanks
1995 - 1999